Liang Chiu-Chu Sara Liu - Apr 29, 2024 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
Director, More than 10% owner
Signature
/s/ David E Weigand, Attorney-In-Fact
Stock symbol
SMCI
Transactions as of
Apr 29, 2024
Transactions value $
-$434,318
Form type
4
Date filed
5/1/2024, 04:58 PM
Previous filing
Feb 20, 2024
Next filing
May 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock +Options Exercise $22,234 +525 +15.18% $42.35 3,984 Apr 29, 2024 Direct F1
transaction SMCI Common Stock -Sell -$12,465 -15 -0.38% $831.02 3,969 Apr 29, 2024 Direct F1, F2
transaction SMCI Common Stock -Sell -$13,374 -16 -0.4% $835.87 3,953 Apr 29, 2024 Direct F1
transaction SMCI Common Stock -Sell -$12,555 -15 -0.38% $837.01 3,938 Apr 29, 2024 Direct F1, F3
transaction SMCI Common Stock -Sell -$15,955 -19 -0.48% $839.72 3,919 Apr 29, 2024 Direct F1, F4
transaction SMCI Common Stock -Sell -$13,466 -16 -0.41% $841.64 3,903 Apr 29, 2024 Direct F1
transaction SMCI Common Stock -Sell -$13,490 -16 -0.41% $843.13 3,887 Apr 29, 2024 Direct F1
transaction SMCI Common Stock -Sell -$13,568 -16 -0.41% $848.01 3,871 Apr 29, 2024 Direct F1
transaction SMCI Common Stock -Sell -$27,356 -32 -0.83% $854.89 3,839 Apr 29, 2024 Direct F1, F5
transaction SMCI Common Stock -Sell -$13,736 -16 -0.42% $858.49 3,823 Apr 29, 2024 Direct F1
transaction SMCI Common Stock -Sell -$13,833 -16 -0.42% $864.56 3,807 Apr 29, 2024 Direct F1
transaction SMCI Common Stock -Sell -$13,866 -16 -0.42% $866.60 3,791 Apr 29, 2024 Direct F1
transaction SMCI Common Stock -Sell -$27,834 -32 -0.84% $869.83 3,759 Apr 29, 2024 Direct F1, F6
transaction SMCI Common Stock -Sell -$13,957 -16 -0.43% $872.30 3,743 Apr 29, 2024 Direct F1
transaction SMCI Common Stock -Sell -$13,976 -16 -0.43% $873.50 3,727 Apr 29, 2024 Direct F1
transaction SMCI Common Stock -Sell -$28,011 -32 -0.86% $875.35 3,695 Apr 29, 2024 Direct F1, F7
transaction SMCI Common Stock -Sell -$28,075 -32 -0.87% $877.35 3,663 Apr 29, 2024 Direct F1, F8
transaction SMCI Common Stock -Sell -$14,050 -16 -0.44% $878.14 3,647 Apr 29, 2024 Direct F1
transaction SMCI Common Stock -Sell -$14,073 -16 -0.44% $879.55 3,631 Apr 29, 2024 Direct F1
transaction SMCI Common Stock -Sell -$28,257 -32 -0.88% $883.04 3,599 Apr 29, 2024 Direct F1, F9
transaction SMCI Common Stock -Sell -$28,390 -32 -0.89% $887.19 3,567 Apr 29, 2024 Direct F1, F10
transaction SMCI Common Stock -Sell -$14,214 -16 -0.45% $888.40 3,551 Apr 29, 2024 Direct F1
transaction SMCI Common Stock -Sell -$28,470 -32 -0.9% $889.69 3,519 Apr 29, 2024 Direct F1, F11
transaction SMCI Common Stock -Sell -$12,475 -14 -0.4% $891.07 3,505 Apr 29, 2024 Direct F1
transaction SMCI Common Stock -Sell -$14,280 -16 -0.46% $892.50 3,489 Apr 29, 2024 Direct F1
transaction SMCI Common Stock -Sell -$26,825 -30 -0.86% $894.17 3,459 Apr 29, 2024 Direct F1, F12
holding SMCI Common Stock 6,666,417 Apr 29, 2024 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Employee Stock Option (right to buy) -Options Exercise $0 -525 -20.02% $0.00 2,098 Apr 29, 2024 Common Stock 525 $42.35 Direct F1, F13

Explanation of Responses:

Id Content
F1 The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan").
F2 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $831.01 to $831.03, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $837.00 to $837.02, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F4 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $839.00 to $839.85, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F5 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $854.53 to $855.25, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F6 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $869.58 to $870.07, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F7 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $874.96 to $875.73, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F8 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $877.14 to $877.55, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F9 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $882.83 to $883.25, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F10 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $887.00 to $887.37, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F11 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $889.64 to $889.73, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F12 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $894.05 to $894.31, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F13 Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on April 27, 2022, and 1/16th at the end of each successive calendar quarter thereafter.