| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | SMCI | Common Stock | 13 K | May 3, 2024 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Employee Stock Option (right to buy) | Award | $0 | +6.26 K | $0.00 | 6.26 K | May 3, 2024 | Common Stock | 6.26 K | $782.70 | Direct | F1 | |
| transaction | SMCI | Restricted Stock Units | Award | $0 | +2.38 K | $0.00 | 2.38 K | May 3, 2024 | Common Stock | 2.38 K | Direct | F2, F3 |
| Id | Content |
|---|---|
| F1 | Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on May 3, 2025, and 1/16th at the end of each successive calendar quarter thereafter. |
| F2 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| F3 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2025 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |