Stephen Webster - Mar 20, 2024 Form 4 Insider Report for LUXFER HOLDINGS PLC (LXFR)

Role
Chief Financial Officer
Signature
/s/ Megan E. Glise under Power of Attorney for Stephen Webster
Stock symbol
LXFR
Transactions as of
Mar 20, 2024
Transactions value $
-$21,799
Form type
4
Date filed
3/21/2024, 06:57 PM
Previous filing
Mar 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LXFR Ordinary Shares Options Exercise +750 +4.05% 19.3K Mar 20, 2024 Direct F1, F2
transaction LXFR Ordinary Shares Options Exercise +127 +0.66% 19.4K Mar 20, 2024 Direct F1
transaction LXFR Ordinary Shares Options Exercise +1K +5.16% 20.4K Mar 20, 2024 Direct F1
transaction LXFR Ordinary Shares Options Exercise +78 +0.38% 20.5K Mar 20, 2024 Direct F1
transaction LXFR Ordinary Shares Options Exercise +800 +3.91% 21.3K Mar 20, 2024 Direct F1
transaction LXFR Ordinary Shares Options Exercise +87 +0.41% 21.4K Mar 20, 2024 Direct F1
transaction LXFR Ordinary Shares Options Exercise +1.07K +5.01% 22.4K Mar 20, 2024 Direct F1
transaction LXFR Ordinary Shares Options Exercise +51 +0.23% 22.5K Mar 20, 2024 Direct F1
transaction LXFR Ordinary Shares Tax liability -$21.8K -2.04K -9.09% $10.67 20.4K Mar 20, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LXFR Stock Options (Right to Buy) Options Exercise -750 -100% 0 Mar 20, 2024 Ordinary Shares 750 Direct F1, F3
transaction LXFR Dividend Equivalent Rights Options Exercise -127 -100% 0 Mar 20, 2024 Ordinary Shares 127 Direct F4
transaction LXFR Stock Options (Right to Buy) Options Exercise -1K -33.33% 2K Mar 20, 2024 Ordinary Shares 1K Direct F1, F5
transaction LXFR Dividend Equivalent Rights Options Exercise -78 -32.1% 165 Mar 20, 2024 Ordinary Shares 78 Direct F4
transaction LXFR Stock Options (Right to Buy) Options Exercise -800 -50% 800 Mar 20, 2024 Ordinary Shares 800 Direct F1, F6
transaction LXFR Dividend Equivalent Rights Options Exercise -87 -48.6% 92 Mar 20, 2024 Ordinary Shares 87 Direct F4
transaction LXFR Stock Options (Right to Buy) Options Exercise -1.07K -25% 3.21K Mar 20, 2024 Ordinary Shares 1.07K Direct F1, F7
transaction LXFR Dividend Equivalent Rights Options Exercise -51 -24.17% 160 Mar 20, 2024 Ordinary Shares 51 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F2 The above figure includes (i) 231 Ordinary Shares, including those accrued related to dividend reinvestment rights, acquired pursuant to the Luxfer Holdings PLC Share Incentive Plan for the purchase period of June 1, 2023 - December 31, 2023; and (ii) 255 Ordinary Shares acquired since the Reporting Person's last reportable transaction pursuant to dividend reinvestment transactions.
F3 Represents the exercise of time-based Stock Options awarded on March 13, 2020. The subject Stock Options fully vested and were exercisable as of March 13, 2024.
F4 Represents dividend equivalent rights accrued on employee Stock Options, which become exercisable proportionately with the Stock Options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share. The subject dividend equivalent rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F5 Represents the exercise of time-based Stock Options awarded on March 14, 2022. The subject Stock Options vested and were exercisable as of March 14, 2024. The remaining Stock Options vest and become exercisable in two equal annual installments on March 14, 2025 and March 14, 2026.
F6 Represents the exercise of time-based Stock Options awarded on March 15, 2021. The subject Stock Options vested and were exercisable as of March 15, 2024. The remaining Stock Options vest and become exercisable on March 15, 2025.
F7 Represents the exercise of time-based Stock Options awarded on March 20, 2023. The subject Stock Options vested and were exercisable as of March 20, 2024. The remaining Stock Options vest in three equal annual installments beginning on March 20, 2025.