Peter Gibbons - Jun 2, 2021 Form 4 Insider Report for LUXFER HOLDINGS PLC (LXFR)

Role
VP and GM, Luxfer Graphic Arts
Signature
/s/ Megan E. Glise under Power of Attorney for Peter Gibbons
Stock symbol
LXFR
Transactions as of
Jun 2, 2021
Transactions value $
-$44,456
Form type
4
Date filed
6/3/2021, 04:52 PM
Next filing
Mar 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LXFR Ordinary Shares Options Exercise +1.6K +16.3% 11.4K Jun 2, 2021 Direct F1
transaction LXFR Ordinary Shares Options Exercise +147 +1.29% 11.6K Jun 2, 2021 Direct F1
transaction LXFR Ordinary Shares Tax liability -$19.8K -850 -7.35% $23.24 10.7K Jun 2, 2021 Direct
transaction LXFR Ordinary Shares Options Exercise +2K +18.67% 12.7K Jun 2, 2021 Direct F1
transaction LXFR Ordinary Shares Options Exercise +186 +1.46% 12.9K Jun 2, 2021 Direct F1
transaction LXFR Ordinary Shares Tax liability -$24.7K -1.06K -8.24% $23.24 11.8K Jun 2, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LXFR Stock Options (Right to Buy) Options Exercise -1.6K -100% 0 Jun 2, 2021 Ordinary Shares 1.6K Direct F1, F2
transaction LXFR Dividend Equivalent Rights Options Exercise -147 -100% 0 Jun 2, 2021 Ordinary Shares 147 Direct F3
transaction LXFR Stock Options (Right to Buy) Options Exercise -2K -100% 0 Jun 2, 2021 Ordinary Shares 2K Direct F1, F4
transaction LXFR Dividend Equivalent Rights Options Exercise -186 -100% 0 Jun 2, 2021 Ordinary Shares 186 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.
F2 The options fully vested on March 23, 2021 and are fully exercised.
F3 Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.
F4 The options fully vested on March 26, 2021 and are fully exercised.