Andrew Butcher - Mar 15, 2024 Form 4 Insider Report for LUXFER HOLDINGS PLC (LXFR)

Role
Chief Executive Officer, Director
Signature
/s/ Megan E. Glise under Power of Attorney for Andrew Butcher
Stock symbol
LXFR
Transactions as of
Mar 15, 2024
Transactions value $
-$18,737
Form type
4
Date filed
3/18/2024, 05:33 PM
Previous filing
Mar 15, 2024
Next filing
Mar 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LXFR Ordinary Shares Options Exercise +1.33K +1.03% 131K Mar 15, 2024 Direct F1
transaction LXFR Ordinary Shares Tax liability -$7.67K -756 -0.58% $10.15 130K Mar 15, 2024 Direct
transaction LXFR Ordinary Shares Options Exercise +1.92K +1.47% 132K Mar 15, 2024 Direct F1
transaction LXFR Ordinary Shares Tax liability -$11.1K -1.09K -0.82% $10.15 131K Mar 15, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LXFR Restricted Stock Units Options Exercise -1.33K -49.89% 1.34K Mar 15, 2024 Ordinary Shares 1.33K Direct F1, F2, F3
transaction LXFR Restricted Stock Units Options Exercise -1.92K -50% 1.92K Mar 15, 2024 Ordinary Shares 1.92K Direct F1, F4
transaction LXFR Restricted Stock Units Award +45.2K 45.2K Mar 18, 2024 Ordinary Shares 45.2K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F2 Represents the partial vesting of time-based Restricted Stock Units awarded on March 15, 2021. The remaining Restricted Stock Units vest on March 15, 2025. The above figure includes 131 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F3 The above figure includes 137 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F4 Represents the grant and vesting of performance-based Restricted Stock Units (at 200% target) awarded on March 15, 2021. One-third of the performance-based Restricted Stock Units were granted and vested on March 15, 2023 upon the achievement of an adjusted diluted EPS performance measure for the performance period ended December 31, 2021. A further one-third of the performance-based Restricted Stock Units were granted and vested on March 15, 2024. The remaining balance will be granted and vest on March 15, 2025.
F5 Represents the award of 45,160 time-based Restricted Stock Units made on March 18, 2024. The Restricted Stock Units vest in four equal annual installments beginning on March 18, 2025.