| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LXFR | Ordinary Shares | Options Exercise | +800 | +3.02% | 27.3K | May 15, 2023 | Direct | F1, F9 | ||
| transaction | LXFR | Ordinary Shares | Options Exercise | +110 | +0.4% | 27.4K | May 15, 2023 | Direct | F3 | ||
| transaction | LXFR | Ordinary Shares | Options Exercise | +1.29K | +4.69% | 28.7K | May 15, 2023 | Direct | F1 | ||
| transaction | LXFR | Ordinary Shares | Options Exercise | +133 | +0.46% | 28.8K | May 15, 2023 | Direct | F3 | ||
| transaction | LXFR | Ordinary Shares | Options Exercise | +800 | +2.78% | 29.6K | May 15, 2023 | Direct | F1 | ||
| transaction | LXFR | Ordinary Shares | Options Exercise | +45 | +0.15% | 29.7K | May 15, 2023 | Direct | F3 | ||
| transaction | LXFR | Ordinary Shares | Options Exercise | +1K | +3.37% | 30.7K | May 15, 2023 | Direct | F1 | ||
| transaction | LXFR | Ordinary Shares | Options Exercise | +32 | +0.1% | 30.7K | May 15, 2023 | Direct | F3 | ||
| transaction | LXFR | Ordinary Shares | Options Exercise | +720 | +2.35% | 31.4K | May 15, 2023 | Direct | F1 | ||
| transaction | LXFR | Ordinary Shares | Options Exercise | +1.28K | +4.08% | 32.7K | May 15, 2023 | Direct | F1 | ||
| transaction | LXFR | Ordinary Shares | Tax liability | -$45.9K | -3.18K | -9.72% | $14.46 | 29.5K | May 15, 2023 | Direct | |
| holding | LXFR | Ordinary Shares | 7.52K | May 15, 2023 | By Spouse |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LXFR | Stock Options (Right to Buy) | Options Exercise | -800 | -100% | 0 | May 15, 2023 | Ordinary Shares | 800 | Direct | F1, F2 | |||
| transaction | LXFR | Dividend Equivalent Rights | Options Exercise | -110 | -100% | 0 | May 15, 2023 | Ordinary Shares | 110 | Direct | F3 | |||
| transaction | LXFR | Stock Options (Right to Buy) | Options Exercise | -1.29K | -50% | 1.29K | May 15, 2023 | Ordinary Shares | 1.29K | Direct | F1, F4 | |||
| transaction | LXFR | Dividend Equivalent Rights | Options Exercise | -133 | -50.38% | 131 | May 15, 2023 | Ordinary Shares | 133 | Direct | F3 | |||
| transaction | LXFR | Stock Options (Right to Buy) | Options Exercise | -800 | -33.33% | 1.6K | May 15, 2023 | Ordinary Shares | 800 | Direct | F1, F5 | |||
| transaction | LXFR | Dividend Equivalent Rights | Options Exercise | -45 | -31.69% | 97 | May 15, 2023 | Ordinary Shares | 45 | Direct | F3 | |||
| transaction | LXFR | Stock Options (Right to Buy) | Options Exercise | -1K | -25% | 3K | May 15, 2023 | Ordinary Shares | 1K | Direct | F1, F6 | |||
| transaction | LXFR | Dividend Equivalent Rights | Options Exercise | -32 | -23.88% | 102 | May 15, 2023 | Ordinary Shares | 32 | Direct | F3 | |||
| transaction | LXFR | Stock Options (Right to Buy) | Options Exercise | -720 | -100% | 0 | May 15, 2023 | Ordinary Shares | 720 | Direct | F1, F7 | |||
| transaction | LXFR | Stock Options (Right to Buy) | Options Exercise | -1.28K | -33.33% | 2.56K | May 15, 2023 | Ordinary Shares | 1.28K | Direct | F1, F8 |
| Id | Content |
|---|---|
| F1 | 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| F2 | The Stock Options vested in four equal annual installments beginning on March 14, 2020. The Stock Options are fully vested and exercised. |
| F3 | Represents Dividend Equivalent Rights accrued on employee stock options, which become exercisable proportionately with the Stock Options to which they relate. Each Dividend Equivalent Right is the economic equivalent of one Ordinary Share. Dividend Equivalent Rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| F4 | The remaining Stock Options vest on March 13, 2024. |
| F5 | The remaining Stock Options vest in two equal annual installments on March 15, 2024 and March 15, 2025. |
| F6 | The remaining Stock Options vest in three equal annual installments beginning on March 14, 2024. |
| F7 | Represents the exercise of vested, performance-based Stock Options (at 50% target) awarded on March 14, 2019. The performance-based Stock Options were granted on March 14, 2022 upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021. One-half of the performance-based Stock Options vested on March 14, 2022, and the remaining balance vested on March 14, 2023. The performance-based Stock Options are fully vested and exercised. |
| F8 | Represents the exercise of vested, performance-based Stock Options (at 200% target) awarded on March 15, 2021. The performance-based Stock Options were granted on March 15, 2023 upon the achievement of an adjusted diluted EPS performance metric for the performance period ended December 31, 2021. One-third of the performance-based Stock Options, being 1,280 Stock Options, vested on March 15, 2023. The remaining performance-based Stock Options will vest in two equal annual installments on March 15, 2024 and March 15, 2025. |
| F9 | Includes 699 Ordinary Shares acquired since the Reporting Person's last reportable transaction pursuant to the Luxfer Holdings PLC Share Incentive Plan and the automatic dividend reinvestment feature of the Luxfer Holdings PLC Long Term Umbrella Incentive Plan. |
Managing Director, Luxfer MEL Technologies