Erik D. Ragatz - Jun 21, 2023 Form 4 Insider Report for Grocery Outlet Holding Corp. (GO)

Role
Director
Signature
/s/ Lauri Fischer, Lauri Fischer, attorney-in-fact
Stock symbol
GO
Transactions as of
Jun 21, 2023
Transactions value $
$0
Form type
4
Date filed
6/22/2023, 07:50 PM
Previous filing
Jun 1, 2023
Next filing
Mar 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GO Common Stock Award $0 +5.84K +23.21% $0.00 31K Jun 21, 2023 Direct F1
holding GO Common Stock 330K Jun 21, 2023 By LP (see footnote) F2
holding GO Common Stock 5.2K Jun 21, 2023 By spouse
holding GO Common Stock 38K Jun 21, 2023 By 401k (see footnote) F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 5,837 deferred stock units ("DSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 20, 2024, subject to the continued service of the reporting person through such vesting date, and, if vested, will be settled in shares of Common Stock upon the reporting person's termination of service from the board of directors. The DSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy, including (i) a full annual equity award and (ii) a one-time pro rata annual equity award due to a change in 2023 from the historical grant date in early March to the annual meeting date.
F2 Reflects shares of Common Stock held by a limited partnership controlled by Mr. Ragatz.
F3 By 401k plan (not affiliated with the Issuer).