Erik D. Ragatz - Jun 3, 2024 Form 4 Insider Report for Grocery Outlet Holding Corp. (GO)

Role
Director
Signature
/s/ Lauri Fischer, Lauri Fischer, attorney-in-fact
Stock symbol
GO
Transactions as of
Jun 3, 2024
Transactions value $
$0
Form type
4
Date filed
6/5/2024, 05:24 PM
Previous filing
May 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GO Common Stock Award $0 +6.8K +21.96% $0.00 37.8K Jun 3, 2024 Direct F1
holding GO Common Stock 430K Jun 3, 2024 By LP (see footnote) F2
holding GO Common Stock 5.2K Jun 3, 2024 By spouse
holding GO Common Stock 38K Jun 3, 2024 By 401k (see footnote) F3
holding GO Common Stock 36.5K Jun 3, 2024 By Trust F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 6,803 deferred stock units ("DSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 3, 2025, subject to the continued service of the reporting person through such vesting date, and, if vested, will be settled in shares of Common Stock upon the reporting person's termination of service from the board of directors. The DSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy.
F2 Reflects shares of Common Stock held by a limited partnership controlled by Mr. Ragatz.
F3 By 401k plan (not affiliated with the Issuer).
F4 Reflects shares directly held by the Ragatz Revocable Trust, of which Mr. Ragatz is a Trustee.