Oluwadara Johnson Treseder - Nov 1, 2021 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)

Role
Director
Signature
/s/ Christina Lai, attorney-in-fact for Oluwadara Johnson Treseder (Dara Treseder)
Stock symbol
HOOD
Transactions as of
Nov 1, 2021
Transactions value $
$0
Form type
4
Date filed
11/3/2021, 09:05 PM
Previous filing
May 24, 2021
Next filing
Jan 4, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HOOD Restricted Stock Units Award $0 +6.46K $0.00 6.46K Nov 1, 2021 Class A Common Stock 6.46K Direct F1, F2, F3
transaction HOOD Restricted Stock Units Award $0 +3.91K $0.00 3.91K Nov 1, 2021 Class A Common Stock 3.91K Direct F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
F2 This RSU award represents the Reporting Person's initial equity grant pursuant to the Non-Employee Director Compensation Program and was granted automatically on the date the Reporting Person joined the board of directors (the "Board") of Robinhood Markets, Inc. ("Robinhood").
F3 On November 1, 2021, the Reporting Person was granted 6,456 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-twelfth (1/12) of these RSUs are scheduled to vest on February 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
F4 This RSU award represents the Reporting Person's pro-rated annual grant pursuant to the Non-Employee Director Compensation Program and was granted automatically on the date the Reporting Person joined the Board.
F5 On November 1, 2021, the Reporting Person was granted 3,909 RSUs under the 2021 Plan. Of that amount, 985 RSUs are scheduled to vest on January 1, 2022, 1,454 RSUs are scheduled to vest on April 1, 2022, and 1,470 RSUs are scheduled to vest on July 1, 2022 (or, if earlier, the day before Robinhood's next annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.