Ravi Acharya - Jan 4, 2023 Form 4 Insider Report for National Vision Holdings, Inc. (EYE)

Role
SVP, Chief Technology Officer
Signature
/s/ Jared Brandman, as Attorney-in-Fact
Stock symbol
EYE
Transactions as of
Jan 4, 2023
Transactions value $
-$80,731
Form type
4
Date filed
1/6/2023, 03:30 PM
Previous filing
Mar 18, 2022
Next filing
Mar 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EYE Common Stock Sale -$33.3K -832 -50% $40.00 832 Jan 4, 2023 Direct F1
transaction EYE Common Stock Options Exercise $84K +3.61K +434.25% $23.25 4.45K Jan 4, 2023 Direct F1
transaction EYE Common Stock Tax liability -$122K -3.05K -68.64% $40.00 1.39K Jan 4, 2023 Direct F1, F2
transaction EYE Common Stock Sale -$22.5K -562 -40.32% $40.00 832 Jan 4, 2023 Direct F1
transaction EYE Common Stock Options Exercise $13.1K +562 +67.55% $23.25 1.39K Jan 5, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EYE Stock Option (Right to Buy) Options Exercise $0 -3.61K -57.69% $0.00 2.65K Jan 4, 2023 Common Stock 3.61K $23.25 Direct F1, F3
transaction EYE Stock Option (Right to Buy) Options Exercise $0 -562 -21.21% $0.00 2.09K Jan 5, 2023 Common Stock 562 $23.25 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All the transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on December 2, 2022.
F2 Represents shares sold to cover the exercise price and tax for 4,175 options exercised via a cashless hold. Of that total exercise, 3,613 options were exercised on January 4, 2023 and the remaining 562 options were exercised on January 5, 2023 and are reflected on this form.
F3 The 3,613 stock options are all fully vested from a grant of 6,263 time based stock options, which vest in three equal installments on March 16, 2021, March 16, 2022 and on March 16, 2023.
F4 The 562 stock options are all fully vested from a grant of 6,263 time based stock options, which vest in three equal installments on March 16, 2021, March 16, 2022 and on March 16, 2023.