Matthew Rizik - Mar 28, 2024 Form 4 Insider Report for Rocket Companies, Inc. (RKT)

Role
Director
Signature
/s/ Tina V. John, attorney in fact
Stock symbol
RKT
Transactions as of
Mar 28, 2024
Transactions value $
$4,386
Form type
4
Date filed
3/29/2024, 04:23 PM
Previous filing
Mar 27, 2024
Next filing
Apr 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RKT Class A common stock Purchase $4.39K +301 +0.04% $14.57 693K Mar 28, 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).