David J. Lee - Oct 26, 2022 Form 4 Insider Report for AppHarvest, Inc. (APPHQ)

Signature
/s/ Loren Eggleton, Attorney-in-Fact
Stock symbol
APPHQ
Transactions as of
Oct 26, 2022
Transactions value $
-$74,186
Form type
4
Date filed
10/27/2022, 04:41 PM
Previous filing
Oct 25, 2022
Next filing
Nov 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APPHQ Common Stock Sale -$74.2K -42.4K -3.43% $1.75* 1.19M Oct 26, 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 represent shares required to be sold by the Reporting Person to satisfy withholding tax obligations in connection with the settlement of restricted stock units. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction. This sale does not represent a discretionary trade by the Reporting Person.
F2 The price reported in Column 4 is a weighted average price. These shares were sold at multiple transaction prices ranging from $1.692 to $1.790, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.