Mary Ann McGarry - Sep 7, 2023 Form 4 Insider Report for Guild Holdings Co (GHLD)

Role
Director, 10%+ Owner
Signature
/s/ Bella Guerrero, Attorney-in-Fact
Stock symbol
GHLD
Transactions as of
Sep 7, 2023
Transactions value $
$149,670
Form type
4
Date filed
9/11/2023, 05:16 PM
Previous filing
Apr 18, 2023
Next filing
May 10, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHLD Class A Common Stock, par value $0.01 per share Award $150K +13.3K +3.84% $11.25 360K Sep 7, 2023 Direct F1, F2
holding GHLD Class A Common Stock, par value $0.01 per share 4.38M Sep 7, 2023 By McGarry Strategic Enterprises, LLC F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an adjustment to restricted stock unit ("RSU") holdings, pursuant to Section 5 of the Company's Restricted Stock Unit Agreement, resulting from the declaration of a cash dividend by the Board of Directors on August 2, 2023, and paid on September 7, 2023.
F2 Includes (i) 112,624 RSUs vesting as to 37,526 units on October 21, 2023 and as to 75,098 units on October 21, 2024 and (ii) 200,008 RSUs vesting as to 76,021 units on April 15, 2024, 76,028 units on April 15, 2025 and as to 47,959 on April 15, 2026. The vesting of the RSUs is generally subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F3 Represents shares of Class A Common Stock beneficially owned by Ms. McGarry through McGarry Strategic Enterprises, LLC, in which Ms. McGarry owns a 99% ownership interest. Ms. McGarry serves as the Manager of McGarry Strategic Enterprises, LLC and exercises voting and investment control over the securities held by that entity.