Dale Atkinson - Feb 13, 2023 Form 4 Insider Report for NUSCALE POWER Corp (SMR)

Role
Chief Operating Officer
Signature
Patrick C. Cannon, attorney-in-fact for Dale Atkinson
Stock symbol
SMR
Transactions as of
Feb 13, 2023
Transactions value $
-$791,508
Form type
4
Date filed
2/15/2023, 03:20 PM
Previous filing
May 12, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMR Class A Common Stock Options Exercise $70K +100K $0.70* 100K Feb 13, 2023 Direct
transaction SMR Class A Common Stock Sale -$401K -38.1K -38.15% $10.52 61.9K Feb 13, 2023 Direct F1
transaction SMR Class A Common Stock Options Exercise $69.3K +99K +160.05% $0.70* 161K Feb 15, 2023 Direct
transaction SMR Class A Common Stock Sale -$530K -50.7K -31.49% $10.45 110K Feb 15, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMR Employee Stock Option (right to buy) Options Exercise $0 -100K -41.24% $0.00 142K Feb 13, 2023 Class A Common Stock 100K $0.70 Direct F3
transaction SMR Employee Stock Option (right to buy) Options Exercise $0 -99K -69.48% $0.00 43.5K Feb 15, 2023 Class A Common Stock 99K $0.70 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Dale Atkinson is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.33 to $10.735, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.31 to $10.54, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3 The option became exercisable for 25% of the shares on July 1, 2015, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on July 1, 2018.