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Signature
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Patrick C. Cannon, attorney-in-fact for Rudolph Murgo
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Stock symbol
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SMR
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Transactions as of
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Apr 10, 2023
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Transactions value $
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-$5,132
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Form type
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4
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Date filed
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4/11/2023, 10:54 AM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
SMR |
Class A Common Stock |
Options Exercise |
$2.31K |
+361 |
+5.06% |
$6.41 |
7.49K |
Apr 10, 2023 |
Direct |
|
| transaction |
SMR |
Class A Common Stock |
Options Exercise |
$2.31K |
+361 |
+4.82% |
$6.41 |
7.85K |
Apr 10, 2023 |
Direct |
|
| transaction |
SMR |
Class A Common Stock |
Sale |
-$5.13K |
-622 |
-7.92% |
$8.25 |
7.23K |
Apr 10, 2023 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
SMR |
Employee Stock Option (right to buy) |
Options Exercise |
-$2.31K |
-361 |
-7.7% |
$6.41 |
4.33K |
Apr 10, 2023 |
Class A Common Stock |
361 |
$6.41 |
Direct |
F1 |
| transaction |
SMR |
Employee Stock Option (right to buy) |
Options Exercise |
-$2.31K |
-361 |
-3.23% |
$6.41 |
10.8K |
Apr 10, 2023 |
Class A Common Stock |
361 |
$6.41 |
Direct |
F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: