Shinji Fujino - Jun 21, 2023 Form 4 Insider Report for NUSCALE POWER Corp (SMR)

Role
Director
Signature
Patrick Cannon, attorney-in-fact for Shinji Fujino
Stock symbol
SMR
Transactions as of
Jun 21, 2023
Transactions value $
$6,383
Form type
4
Date filed
6/22/2023, 02:39 PM
Previous filing
Dec 8, 2022
Next filing
Aug 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMR Class A Common Stock Options Exercise $6.38K +841 +19.08% $7.59 5.25K Jun 21, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMR Restricted Stock Unit Options Exercise $0 -841 -9.09% $0.00 8.41K Jun 21, 2023 Class A Common Stock 841 $0.00 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The amount beneficially owned was previously over reported by one share. Mr. Fujino beneficially owns 5249 shares.
F2 The reported transaction involves the vesting and settlement of 841 restricted stock units (RSUs) previously reported in Table II of Form 4.
F3 Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F4 On December 1, 2022, Mr. Fujino joined the board and was awarded 10,091 restricted stock units as a one-time award that will vest quarterly beginning March 1, 2023, over three years. All units not vested and nonforfeitable will be forfeited to the Company upon termination of service.