Thomas Mundy - Aug 4, 2022 Form 4 Insider Report for NUSCALE POWER Corp (SMR)

Role
President, VOYGR Services
Signature
Patrick C. Cannon, attorney-in-fact for Thomas Mundy
Stock symbol
SMR
Transactions as of
Aug 4, 2022
Transactions value $
$591
Form type
4
Date filed
11/21/2023, 05:47 PM
Previous filing
Jan 12, 2023
Next filing
Sep 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMR Class A Common Stock Options Exercise $580 +84 +116.67% $6.91 156 Aug 8, 2023 By daughter, Katherine Mundy
transaction SMR Class A Common Stock Sale -$221 -31 -19.87% $7.11 125 Aug 9, 2023 By daughter, Katherine Mundy
transaction SMR Class A Common Stock Purchase $231 +100 +80% $2.31 225 Nov 17, 2023 By daughter, Katherine Mundy
holding SMR Class A Common Stock 65.3K Aug 4, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMR Restricted Stock Unit Award $0 +250 $0.00 250 Aug 4, 2022 Class A Common Stock 250 by daughter, Katherine Mundy F1, F2
transaction SMR Restricted Stock Unit Award $0 +493 $0.00 493 Feb 28, 2023 Class A Common Stock 493 by daughter, Katherine Mundy F1, F3
transaction SMR Restricted Stock Unit Options Exercise $0 -84 -33.6% $0.00 166 Aug 8, 2023 Class A Common Stock 84 by daughter, Katherine Mundy F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F2 The restricted stock units were granted August 4, 2022. and will vest in three annual installments beginning August 4, 2023. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.
F3 The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.