Carl M. Fisher - Aug 5, 2024 Form 4 Insider Report for NUSCALE POWER Corp (SMR)

Role
Chief Operating Officer
Signature
Patrick C. Cannon, attorney-in-fact for Carl M. Fisher
Stock symbol
SMR
Transactions as of
Aug 5, 2024
Transactions value $
-$108,110
Form type
4
Date filed
8/7/2024, 05:49 PM
Previous filing
Mar 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMR Class A Common Stock Options Exercise $0 +42.6K $0.00 42.6K Aug 5, 2024 Direct
transaction SMR Class A Common Stock Sale -$108K -12.3K -28.86% $8.79 30.3K Aug 6, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMR Restricted Stock Unit Options Exercise $0 -42.6K -33.33% $0.00 85.3K Aug 5, 2024 Class A Common Stock 42.6K $0.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
F2 Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F3 On July 22, 2023, the reporting person was granted 127,875 restricted stock units to vest annually in three installments beginning on August 4, 2024.