Jonathan Kalikow - Dec 31, 2022 Form 5 Insider Report for AFC Gamma, Inc. (AFCG)

Role
Head of Real Estate, Director
Signature
/s/ Gabriel Katz, attorney-in-fact for Jonathan Kalikow
Stock symbol
AFCG
Transactions as of
Dec 31, 2022
Transactions value $
$39,225
Form type
5
Date filed
2/14/2023, 03:30 PM
Previous filing
Jun 21, 2022
Next filing
Jan 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AFCG Common Stock Purchase $39.2K +2.5K +2.56% $15.69 100K Jun 17, 2022 See footnote F1, F2
holding AFCG Common Stock 669K Dec 31, 2022 See footnote F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.66 to $15.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 5.
F2 The shares are held directly by Gamma Opportunities V LP, a Delaware limited partnership ("GO V"), whose general partner is Gamma Opportunities V GP LLC, a Delaware limited liability company ("GO GP"). GO GP is wholly-owned by the Reporting Person.
F3 The shares are held directly by Gamma Equities VIII LLC, a Delaware limited liability company ("GE VIII"). As of December 31, 2022, GO V owns 54% of the economic and voting interests in GE VIII, and the remainder is owned by Gamma Lending Holdco LLC, a Delaware limited liability company ("GLO"), whose managing member is Gamma Lending Opportunities LP, a Delaware limited partnership ("GLO LP"). GLO LP's sole general partner is GRE Lending Opportunities LLC, a Delaware limited liability company ("GLO GP"). GLO GP is a wholly owned subsidiary of Gamma Real Estate LLC ("GRE"). (Continue to footnote 4)
F4 (Continue from footnote 3) The Reporting Person owns 50% of the economic and voting interests in GRE and N. Richard Kalikow, father of the Reporting Person, owns the remaining 50% of the economic and voting interests of GRE. The information provided in this Form 5 regarding the shares held by GE VIII further clarifies footnote 3 to the Reporting Person's Form 4 filed with the Commission on January 5, 2023 with respect to the ownership of GE VIII as of such date.