Gregory Poilasne - Feb 2, 2024 Form 4 Insider Report for Nuvve Holding Corp. (NVVE)

Role
Chief Executive Officer, Director
Signature
/s/ Gregory Poilasne
Stock symbol
NVVE
Transactions as of
Feb 2, 2024
Transactions value $
$50,000
Form type
4
Date filed
2/8/2024, 07:30 PM
Previous filing
Dec 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NVVE Common Stock Purchase $50K +25K +38.11% $2.00* 90.6K Feb 2, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NVVE Warrants to Purchase Common Stock Award +25K +108.18% 48.1K Feb 2, 2024 Common Stock 25K $2.00 Direct F1, F2
transaction NVVE Warrants to Purchase Common Stock Award +25K +51.97% 73.1K Feb 2, 2024 Common Stock 25K $2.00 Direct F1, F3, F4
transaction NVVE Warrants to Purchase Common Stock Award +25K +34.2% 98.1K Feb 2, 2024 Common Stock 25K $2.00 Direct F1, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The common stock, Series A warrants, Series B warrants and Series C warrants were acquired by the reporting person in a public offering conducted by the Company that was closed on February 2, 2024.
F2 Series A Warrants to purchase Common Stock
F3 Series B Warrants to purchase Common Stock.
F4 Series B warrants will expire on November 2, 2024
F5 Series C Warrants to purchase Common Stock
F6 The Series C warrants to purchase Common Stock may only be exercised to the extent and in proportion to the holder of the Series C warrants exercising its corresponding Series B warrants to purchase Common Stock. The Series C warrants to purchase Common Stock expire fire years from the date of issuance, however, provided that to the extent and in proportion to the holder of Series C warrants not exercising its corresponding Series B warrants, such Series C warrants will expire on November 2, 2024.