| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SUNS | Common Stock | Purchase | $33.2K | +3K | +13.66% | $11.05* | 25K | Jul 11, 2024 | Direct | F1 |
| transaction | SUNS | Common Stock | Purchase | $5.62K | +500 | $11.23* | 500 | Jul 11, 2024 | By reporting person as UTMA custodian for daughter | F2 | |
| transaction | SUNS | Common Stock | Purchase | $5.55K | +500 | $11.10* | 500 | Jul 11, 2024 | By reporting person as UTMA custodian for daughter | ||
| holding | SUNS | Common Stock | 1.27M | Jul 11, 2024 | Held by spouse | F3 | |||||
| holding | SUNS | Common Stock | 128K | Jul 11, 2024 | See footnote | F4 | |||||
| holding | SUNS | Common Stock | 59K | Jul 11, 2024 | See footnote | F5 |
| Id | Content |
|---|---|
| F1 | 1. Includes 21,959 shares received in connection with the spin-off of the Issuer from AFC Gamma, Inc., of which 17,105 shares are restricted shares received in the spin-off from restricted common stock granted under AFC Gamma, Inc.s Stock Incentive Plan (the AFCG Plan) and 11,396 shall vest over a three-year period with approximately 33% vesting on each of the first, second and third anniversaries of January 2, 2024, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement, and 5,709 shares are restricted shares received in the spin-off from restricted common stock granted under the AFCG Plan on January 3, 2023 with approximately 50% of the remaining restricted shares vesting on each of January 3, 2025 and 2026, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement. |
| F2 | This transaction was executed in multiple trades at prices ranging from $11.05 to $11.26; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. |
| F3 | The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| F4 | These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Persons spouse serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest. |
| F5 | These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. |