Mahesh Karanth - Mar 15, 2022 Form 4 Insider Report for Rockley Photonics Holdings Ltd (RKLY)

Signature
/s/ Tom Adams, Attorney-in-fact for Mahesh Karanth
Stock symbol
RKLY
Transactions as of
Mar 15, 2022
Transactions value $
-$32,218
Form type
4
Date filed
3/17/2022, 08:31 PM
Previous filing
Dec 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RKLY Ordinary Share Sale -$32.2K -8.26K -4.52% $3.90* 174K Mar 15, 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.