Jason M. Gardner - May 6, 2024 Form 4 Insider Report for Marqeta, Inc. (MQ)

Role
Executive Chairman, Director, 10%+ Owner
Signature
/s/ Tracy Foard, Attorney-in-Fact
Stock symbol
MQ
Transactions as of
May 6, 2024
Transactions value $
$0
Form type
4
Date filed
5/8/2024, 05:01 PM
Previous filing
Mar 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MQ Class A Common Stock Conversion of derivative security $0 +17.7M $0.00 17.7M May 6, 2024 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MQ Class B Common Stock Conversion of derivative security $0 -17.7M -47.69% $0.00 19.4M May 6, 2024 Class A Common Stock 17.7M See Footnote F1, F2
holding MQ Class B Common Stock 1.26M May 6, 2024 Class A Common Stock 1.26M Direct F2
holding MQ Class B Common Stock 1.26M May 6, 2024 Class A Common Stock 1.26M See Footnote F2, F3
holding MQ Class B Common Stock 713K May 6, 2024 Class A Common Stock 713K See Footnote F2, F4
holding MQ Class B Common Stock 713K May 6, 2024 Class A Common Stock 713K See Footnote F2, F5
holding MQ Class B Common Stock 8M May 6, 2024 Class A Common Stock 8M See Footnote F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are held of record by Jason Gardner and Jocelyne Gardner as trustees of The Gardner 2008 Living Trust dated March 22, 2008.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.
F3 The shares are held by the spouse of the Reporting Person.
F4 The shares are held directly by the Jason Gardner 2022 GRAT dated November 23, 2022 for which the Reporting Person is trustee.
F5 The shares are held directly by the Jocelyne Gardner 2022 GRAT dated November 23, 2022 for which the spouse of the Reporting Person is trustee.
F6 The shares are held of record by trusts for the benefit of the Reporting Person's children and of which the trustee is an independent institution. The Reporting Person disclaims beneficial ownership of the shares held in the trusts for the benefit of the Reporting Person's children. These shares are not required to be disclosed on this Form 4, but are included for transparency.