Paul-Henri Ferrand - Jan 1, 2023 Form 3 Insider Report for Babylon Holdings Ltd (BBLN)

Signature
/s/ Paul-Henri Ferrand
Stock symbol
BBLN
Transactions as of
Jan 1, 2023
Transactions value $
$0
Form type
3
Date filed
1/10/2023, 03:40 PM
Next filing
Mar 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BBLN Class A ordinary shares 162K Jan 1, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BBLN Share Option (right to buy) Jan 1, 2023 Class A ordinary shares 31K $35.58 Direct F1
holding BBLN Performance share units Jan 1, 2023 Class A ordinary shares 160K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The share option was awarded under the Babylon Holdings Limited Long Term Incentive Plan and is fully vested as to 16,788 shares; the remainder vests in equal monthly installments beginning January 19, 2023.
F2 The performance share units ("PSUs") were awarded under the Babylon Holdings Limited 2021 Equity Incentive Plan and vest in three tranches consisting of 50%, 25% and 25% of the PSUs. Each such tranche of PSUs vests upon the earlier of the date on which the issuer's (i) Class A ordinary shares achieve a specified price per share or (ii) market capitalization in respect of its Class A ordinary shares meets a specified dollar threshold. Vested PSUs will be settled in shares or cash as soon as administratively practicable after vesting, but in no event more than 60 days after the PSUs' vesting date.
F3 Each PSU represents a contingent right to receive one Class A ordinary share.