Luis Dussan - Dec 11, 2022 Form 4 Insider Report for AEye, Inc. (LIDR)

Role
CTO and Chief Prdct Strategist, Director, 10%+ Owner
Signature
Andrew S. Hughes, by power of attorney previously filed
Stock symbol
LIDR
Transactions as of
Dec 11, 2022
Transactions value $
$0
Form type
4
Date filed
12/12/2022, 06:53 PM
Previous filing
Nov 17, 2022
Next filing
Dec 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIDR Common Stock Award $0 +139K +39.33% $0.00 494K Dec 11, 2022 Direct F1
holding LIDR Common Stock 17.2M Dec 11, 2022 Luis Dussan Trust A U/A/D 5/18/2022 F2
holding LIDR Common Stock 1.08M Dec 11, 2022 Jennifer Dussan Trust A U/A/D 5/18/2022 F3
holding LIDR Common Stock 372K Dec 11, 2022 Luis Carlos Dussan Family Trust dated January 20, 2021 F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received this restricted stock unit award which vests, in its entirety, on December 15, 2022, and was awarded to the Reporting Person in partial substitution of a bonus that was awarded in 2021 that was otherwise payable in cash.
F2 The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.
F3 The Jennifer Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the spouse of the Reporting Person, and the Reporting Person is the Trustee.
F4 The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.