Luis Dussan - Nov 15, 2023 Form 4 Insider Report for AEye, Inc. (LIDR)

Signature
Siraj Husain, by power of attorney previously filed
Stock symbol
LIDR
Transactions as of
Nov 15, 2023
Transactions value $
-$12,093
Form type
4
Date filed
11/16/2023, 07:15 PM
Previous filing
Aug 16, 2023
Next filing
Nov 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIDR Common Stock Tax liability -$8.32K -46.7K -4.26% $0.18 1.05M Nov 15, 2023 Direct F1
transaction LIDR Common Stock Sale -$3.77K -21.5K -0.12% $0.18 17.2M Nov 15, 2023 Luis Dussan Trust A U/A/D 5/18/2022 F2, F3
holding LIDR Common Stock 1.08M Nov 15, 2023 Jennifer Dussan Trust A U/A/D 5/18/2022 F4
holding LIDR Common Stock 372K Nov 15, 2023 Luis Carlos Dussan Family Trust dated January 20, 2021 F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.
F2 This transaction was executed in multiple trades at prices ranging from $0.1736 to $0.1795. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F3 The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.
F4 The Jennifer Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the spouse of the Reporting Person, and the Reporting Person is the Trustee.
F5 The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.