| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | REGN | Common Stock | Sale | -$203 K | -254 | -0.13% | $800.59 | 200 K | Mar 23, 2023 | By Trust for Chldn. | F1, F2, F3 |
| transaction | REGN | Common Stock | Sale | -$97.7 K | -122 | -0.06% | $801.16 | 200 K | Mar 23, 2023 | By Trust for Chldn. | F1, F3, F4 |
| transaction | REGN | Common Stock | Sale | -$993 K | -1.24 K | -0.62% | $802.54 | 199 K | Mar 23, 2023 | By Trust for Chldn. | F1, F3, F5 |
| transaction | REGN | Common Stock | Sale | -$516 K | -642 | -0.32% | $803.30 | 198 K | Mar 23, 2023 | By Trust for Chldn. | F1, F3, F6 |
| transaction | REGN | Common Stock | Sale | -$204 K | -254 | -0.13% | $804.38 | 198 K | Mar 23, 2023 | By Trust for Chldn. | F1, F3, F7 |
| transaction | REGN | Common Stock | Sale | -$37.9 K | -47 | -0.02% | $805.55 | 198 K | Mar 23, 2023 | By Trust for Chldn. | F1, F3 |
| transaction | REGN | Common Stock | Sale | -$565 K | -700 | -0.35% | $806.47 | 197 K | Mar 23, 2023 | By Trust for Chldn. | F1, F3 |
| transaction | REGN | Common Stock | Sale | -$324 K | -400 | -0.2% | $810.30 | 197 K | Mar 23, 2023 | By Trust for Chldn. | F1, F3 |
| holding | REGN | Common Stock | 570 K | Mar 23, 2023 | Direct | ||||||
| holding | REGN | Common Stock | 5.87 K | Mar 23, 2023 | By 401(k) Plan | ||||||
| holding | REGN | Common Stock | 200 K | Mar 23, 2023 | by 2022 GRAT I | ||||||
| holding | REGN | Common Stock | 250 K | Mar 23, 2023 | by 2022 GRAT II |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Disposition/acquisition made pursuant to plans intended to comply with Rule 10b5-1(c) adopted on November 29, 2022. |
| F2 | Represents volume-weighted average price of sales of 254 shares of Company stock on March 23, 2023 at prices ranging from $800.52 to $800.66. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 23, 2023 at each separate price. |
| F3 | As investment trustee of trusts for the benefit of the reporting person's children. |
| F4 | Represents volume-weighted average price of sales of 122 shares of Company stock on March 23, 2023 at prices ranging from $801.00 to $801.92. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 23, 2023 at each separate price. |
| F5 | Represents volume-weighted average price of sales of 1,237 shares of Company stock on March 23, 2023 at prices ranging from $802.00 to $802.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 23, 2023 at each separate price. |
| F6 | Represents volume-weighted average price of sales of 642 shares of Company stock on March 23, 2023 at prices ranging from $803.01 to $803.89. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 23, 2023 at each separate price. |
| F7 | Represents volume-weighted average price of sales of 254 shares of Company stock on March 23, 2023 at prices ranging from $804.00 to $804.77. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 23, 2023 at each separate price. |