-
Role
-
EVP Commercial
-
Signature
-
/s/**Marion McCourt
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Stock symbol
-
REGN
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Transactions as of
-
Dec 8, 2023
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Transactions value $
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-$1,260,133
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Form type
-
4
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Date filed
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12/12/2023, 04:04 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
REGN |
Common Stock |
Tax liability |
-$719 K |
-852 |
-4.3% |
$843.79 |
19 K |
Dec 8, 2023 |
Direct |
|
| transaction |
REGN |
Common Stock |
Award |
$0 |
+2.13 K |
+11.26% |
$0.00 |
21.1 K |
Dec 8, 2023 |
Direct |
F1 |
| transaction |
REGN |
Common Stock |
Sale |
-$226 K |
-270 |
-1.28% |
$838.44 |
20.8 K |
Dec 11, 2023 |
Direct |
F2 |
| transaction |
REGN |
Common Stock |
Tax liability |
-$315 K |
-373 |
-1.79% |
$844.09 |
20.4 K |
Dec 11, 2023 |
Direct |
|
| holding |
REGN |
Common Stock |
|
|
|
|
|
158 |
Dec 8, 2023 |
By 401(k) Plan |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
REGN |
Non-Qualified Stock Option (right to buy) |
Award |
$0 |
+7.65 K |
|
$0.00 |
7.65 K |
Dec 8, 2023 |
Common Stock |
7.65 K |
$843.79 |
Direct |
F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: