Thomas Mundy - May 2, 2022 Form 3 Insider Report for NUSCALE POWER Corp (SMR)

Signature
Patrick C. Cannon, attorney-in-fact for Thomas Mundy
Stock symbol
SMR
Transactions as of
May 2, 2022
Transactions value $
$0
Form type
3
Date filed
5/12/2022, 12:54 PM
Next filing
Jul 11, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SMR Employee Stock Option (right to buy) May 2, 2022 Class A Common Stock 43.3K $0.81 Direct F1
holding SMR Employee Stock Option (right to buy) May 2, 2022 Class A Common Stock 53.7K $0.64 Direct F2
holding SMR Employee Stock Option (right to buy) May 2, 2022 Class A Common Stock 173K $3.24 Direct F3
holding SMR Employee Stock Option (right to buy) May 2, 2022 Class A Common Stock 245K $3.41 Direct F4
holding SMR Employee Stock Option (right to buy) May 2, 2022 Class A Common Stock 191K $6.41 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option became exercisable for 25% of the shares on May 1, 2013, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on May 1, 2016.
F2 The option became exercisable for 25% of the shares on September 1, 2014, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on September 1, 2017.
F3 The option became exercisable for 25% of the shares on August 1, 2016, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on August 1, 2019.
F4 The option became exercisable for 25% of the shares on March 1, 2018, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on March 1, 2021.
F5 The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024.