| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | REGN | Common Stock | +Options Exercise | $7,993,200 | +20,000 | +41.4% | $399.66 | 68,306 | Mar 13, 2024 | Direct | F1 |
| transaction | REGN | Common Stock | -Tax liability | -$13,816,365 | -14,217 | -20.81% | $971.82 | 54,089 | Mar 13, 2024 | Direct | F1 |
| transaction | REGN | Common Stock | -Sell | -$173,249 | -182 | -0.34% | $951.92 | 53,907 | Mar 14, 2024 | Direct | F1, F2 |
| transaction | REGN | Common Stock | -Sell | -$422,866 | -444 | -0.82% | $952.40 | 53,463 | Mar 14, 2024 | Direct | F1, F3 |
| transaction | REGN | Common Stock | -Sell | -$549,372 | -576 | -1.08% | $953.77 | 52,887 | Mar 14, 2024 | Direct | F1, F4 |
| transaction | REGN | Common Stock | -Sell | -$830,554 | -870 | -1.65% | $954.66 | 52,017 | Mar 14, 2024 | Direct | F1, F5 |
| transaction | REGN | Common Stock | -Sell | -$520,769 | -545 | -1.05% | $955.54 | 51,472 | Mar 14, 2024 | Direct | F1, F6 |
| transaction | REGN | Common Stock | -Sell | -$1,059,625 | -1,108 | -2.15% | $956.34 | 50,364 | Mar 14, 2024 | Direct | F1, F7 |
| transaction | REGN | Common Stock | -Sell | -$698,866 | -730 | -1.45% | $957.35 | 49,634 | Mar 14, 2024 | Direct | F1, F8 |
| transaction | REGN | Common Stock | -Sell | -$457,128 | -477 | -0.96% | $958.34 | 49,157 | Mar 14, 2024 | Direct | F1, F9 |
| transaction | REGN | Common Stock | -Sell | -$491,192 | -512 | -1.04% | $959.36 | 48,645 | Mar 14, 2024 | Direct | F1, F10 |
| transaction | REGN | Common Stock | -Sell | -$45,202 | -47 | -0.1% | $961.74 | 48,598 | Mar 14, 2024 | Direct | F1 |
| transaction | REGN | Common Stock | -Sell | -$963 | -1 | 0% | $962.87 | 48,597 | Mar 14, 2024 | Direct | F1 |
| transaction | REGN | Common Stock | -Sell | -$75,310 | -78 | -0.16% | $965.51 | 48,519 | Mar 14, 2024 | Direct | F1, F11 |
| transaction | REGN | Common Stock | -Sell | -$16,427 | -17 | -0.04% | $966.30 | 48,502 | Mar 14, 2024 | Direct | F1 |
| transaction | REGN | Common Stock | -Sell | -$189,767 | -196 | -0.4% | $968.20 | 48,306 | Mar 14, 2024 | Direct | F1, F12 |
| holding | REGN | Common Stock | 4,310 | Mar 13, 2024 | By 401(k) Plan |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | REGN | Non-Qualified Stock Option (right to buy) | -Options Exercise | $0 | -20,000 | -50% | $0.00 | 20,000 | Mar 13, 2024 | Common Stock | 20,000 | $399.66 | Direct | F1, F13 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c) adopted on May 9, 2023. |
| F2 | Represents volume-weighted average price of sales of 182 shares of Company stock on March 14, 2024 at prices ranging from $951.89 to $951.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 14, 2024 at each separate price. |
| F3 | Represents volume-weighted average price of sales of 444 shares of Company stock on March 14, 2024 at prices ranging from $952.00 to $952.73. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 14, 2024 at each separate price. |
| F4 | Represents volume-weighted average price of sales of 576 shares of Company stock on March 14, 2024 at prices ranging from $953.30 to $953.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 14, 2024 at each separate price. |
| F5 | Represents volume-weighted average price of sales of 870 shares of Company stock on March 14, 2024 at prices ranging from $954.01 to $954.92. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 14, 2024 at each separate price. |
| F6 | Represents volume-weighted average price of sales of 545 shares of Company stock on March 14, 2024 at prices ranging from $955.02 to $955.82. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 14, 2024 at each separate price. |
| F7 | Represents volume-weighted average price of sales of 1,108 shares of Company stock on March 14, 2024 at prices ranging from $956.08 to $956.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 14, 2024 at each separate price. |
| F8 | Represents volume-weighted average price of sales of 730 shares of Company stock on March 14, 2024 at prices ranging from $957.02 to $957.89. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 14, 2024 at each separate price. |
| F9 | Represents volume-weighted average price of sales of 477 shares of Company stock on March 14, 2024 at prices ranging from $958.06 to $958.95. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 14, 2024 at each separate price. |
| F10 | Represents volume-weighted average price of sales of 512 shares of Company stock on March 14, 2024 at prices ranging from $959.13 to $959.82. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 14, 2024 at each separate price. |
| F11 | Represents volume-weighted average price of sales of 78 shares of Company stock on March 14, 2024 at prices ranging from $965.26 to $965.74. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 14, 2024 at each separate price. |
| F12 | Represents volume-weighted average price of sales of 196 shares of Company stock on March 14, 2024 at prices ranging from $968.15 to $968.38. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 14, 2024 at each separate price. |
| F13 | The stock option award vests in four equal annual installments, commencing one year after the date of grant. |