Carey Halio - May 1, 2024 Form 3 Insider Report for GOLDMAN SACHS GROUP INC (GS)

Role: Global Treasurer
Signature: /s/ Jamie A. Greenberg, Attorney-in-fact
Stock symbol: GS
Transactions as of: May 1, 2024
Transactions value $: $0
Form type: 3
Date filed: 5/7/2024, 04:06 PM

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	GS	Common Stock, par value $0.01 per share						6.87K	May 1, 2024	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	GS	Restricted Stock Units							May 1, 2024	Common Stock, par value $0.01 per share	12.3K		Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares cannot be sold or transferred before dates ranging from January 2025 to January 2026. Additionally, certain of these shares are subject to a non-competition covenant which will lapse in January 2025, subject to other terms and conditions of the applicable award agreement.
F2	These Restricted Stock Units ("RSUs") were granted on dates ranging from January 2022 to January 2024 and will vest on the earlier of (a) dates ranging from December 2024 to December 2026 and (b) the Reporting Person's retirement. Shares of the Issuer's common stock underlying these RSUs will be delivered on dates ranging from January 2025 to January 2027, subject to other terms and conditions of the award agreement, and generally cannot be sold or transferred before dates ranging from January 2026 to January 2028.

Content

These shares cannot be sold or transferred before dates ranging from January 2025 to January 2026. Additionally, certain of these shares are subject to a non-competition covenant which will lapse in January 2025, subject to other terms and conditions of the applicable award agreement.

These Restricted Stock Units ("RSUs") were granted on dates ranging from January 2022 to January 2024 and will vest on the earlier of (a) dates ranging from December 2024 to December 2026 and (b) the Reporting Person's retirement. Shares of the Issuer's common stock underlying these RSUs will be delivered on dates ranging from January 2025 to January 2027, subject to other terms and conditions of the award agreement, and generally cannot be sold or transferred before dates ranging from January 2026 to January 2028.