| Symbol | Company | Relationship | Holdings Value | Past Year Net Change | Change % | Report Period |
|---|---|---|---|---|---|---|
| GLV | Clough Global Dividend & Income Fund | Treasurer | May 26, 2021 | |||
| GLQ | Clough Global Equity Fund | Treasurer | May 26, 2021 | |||
| GLO | Clough Global Opportunities Fund | Treasurer | May 26, 2021 | |||
| USA | LIBERTY ALL STAR EQUITY FUND | Treasurer | Dec 9, 2021 | |||
| ASG | LIBERTY ALL STAR GROWTH FUND INC. | Treasurer | Dec 9, 2021 | |||
| PGZ | Principal Real Estate Income Fund | Treasurer | Dec 13, 2021 | |||
| UTG | REAVES UTILITY INCOME FUND | Treasurer | May 25, 2021 | |||
| RIV, RIV-PA | RIVERNORTH OPPORTUNITIES FUND, INC. | Treasurer | Sep 30, 2022 |