Sandra Leung - Nov 21, 2023 Form 4 Insider Report for BRISTOL MYERS SQUIBB CO (BMY)

Role
EVP, General Counsel
Signature
/s/ Lisa A. Atkins, attorney-in-fact for Sandra Leung
Stock symbol
BMY
Transactions as of
Nov 21, 2023
Transactions value $
$0
Form type
4
Date filed
11/24/2023, 02:38 PM
Previous filing
Mar 14, 2023
Next filing
Mar 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BMY Common Stock, $0.10 par value Other -$479K -9.83K -2.88% $48.75 331K Nov 21, 2023 Direct F1, F2
transaction BMY Common Stock, $0.10 par value Other $479K +9.83K +11.76% $48.75 93.4K Nov 21, 2023 Trust (SLAT) F1, F2
holding BMY Common Stock, $0.10 par value 7.2K Nov 21, 2023 BMS Savings and Investment Program F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 21, 2023, the reporting person transferred 9,830 shares of Common Stock to a Spousal Lifetime Access Trust (SLAT). In exchange for the shares, the SLAT transferred cash to the reporting person in the amount of $479,163.35 based on the average high/low price of the shares which was $48.745 per share. The deposit of shares into the SLAT resulted in an increase in the number of shares the reporting person beneficially owns indirectly through such SLAT and a corresponding decrease in the number of shares the reporting person owns directly.
F2 The price reported reflects the average of the high/low market prices of $49.04 and $48.45 on the date of the transfer.
F3 Based on recent 401(k) plan statement.