| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PWP | Class A Common Stock | Options Exercise | $0 | +81.8K | $0.00 | 81.8K | Jun 24, 2021 | By FinTech Masala Advisors IV, LLC | F1, F6 | |
| transaction | PWP | Class A Common Stock | Options Exercise | $0 | +81.8K | $0.00 | 81.8K | Jun 24, 2021 | By DGC Family FinTech Trust | F6, F7 | |
| transaction | PWP | Class A Common Stock | Options Exercise | $0 | +915K | $0.00 | 915K | Jun 24, 2021 | By Cohen Sponsor Interests IV, LLC | F2, F6 | |
| transaction | PWP | Class A Common Stock | Options Exercise | $0 | +915K | $0.00 | 915K | Jun 24, 2021 | By DGC Family FinTech Trust | F3, F6 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PWP | Class B Common Stock | Disposed to Issuer | $0 | -13K | -13% | $0.00 | 87K | Jun 24, 2021 | Class A Common Stock | 13K | By FinTech Masala Advisors IV, LLC | F1, F4, F5 | |
| transaction | PWP | Class B Common Stock | Sale | -$52 | -5.17K | -5.95% | $0.01* | 81.8K | Jun 24, 2021 | Class A Common Stock | 5.17K | By FinTech Masala Advisors IV, LLC | F1, F8 | |
| transaction | PWP | Class B Common Stock | Options Exercise | -81.8K | -100% | 0 | Jun 24, 2021 | Class A Common Stock | 81.8K | By FinTech Masala Advisors IV, LLC | F1, F6 | |||
| transaction | PWP | Class B Common Stock | Disposed to Issuer | $0 | -13K | -13% | $0.00 | 87K | Jun 24, 2021 | Class A Common Stock | 13K | By DGC Family FinTech Trust | F4, F5, F7 | |
| transaction | PWP | Class B Common Stock | Sale | -$52 | -5.17K | -5.95% | $0.01* | 81.8K | Jun 24, 2021 | Class A Common Stock | 5.17K | By DGC Family FinTech Trust | F7, F8 | |
| transaction | PWP | Class B Common Stock | Options Exercise | -81.8K | -100% | 0 | Jun 24, 2021 | Class A Common Stock | 81.8K | By DGC Family FinTech Trust | F6, F7 | |||
| transaction | PWP | Class B Common Stock | Disposed to Issuer | $0 | -155K | -13% | $0.00 | 1.04M | Jun 24, 2021 | Class A Common Stock | 155K | By Cohen Sponsor Interests IV, LLC | F2, F4, F5 | |
| transaction | PWP | Class B Common Stock | Sale | -$1.23K | -123K | -11.84% | $0.01* | 915K | Jun 24, 2021 | Class A Common Stock | 123K | By Cohen Sponsor Interests IV, LLC | F2, F8 | |
| transaction | PWP | Class B Common Stock | Options Exercise | -915K | -100% | 0 | Jun 24, 2021 | Class A Common Stock | 915K | By Cohen Sponsor Interests IV, LLC | F2, F6 | |||
| transaction | PWP | Class B Common Stock | Disposed to Issuer | $0 | -155K | -13% | $0.00 | 1.04M | Jun 24, 2021 | Class A Common Stock | 155K | By DGC Family FinTech Trust | F3, F4, F5 | |
| transaction | PWP | Class B Common Stock | Sale | -$1.23K | -123K | -11.84% | $0.01* | 915K | Jun 24, 2021 | Class A Common Stock | 123K | By DGC Family FinTech Trust | F3, F8 | |
| transaction | PWP | Class B Common Stock | Options Exercise | -915K | -100% | 0 | Jun 24, 2021 | Class A Common Stock | 915K | By DGC Family FinTech Trust | F3, F6 |
| Id | Content |
|---|---|
| F1 | Represents shares held directly by FinTech Masala Advisors IV, LLC ("Masala"). The reporting person is a member of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. |
| F2 | Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings") and Masala, each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). The reporting person indirectly owns one-third of Manager. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. |
| F3 | Represents shares held directly by Holdings and Masala, each of which is managed by Manager. DGC Family FinTech Trust (the "Trust") indirectly owns one-third of Manager. The children of the reporting person are beneficiaries of the Trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. |
| F4 | On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. |
| F5 | (Continued from Footnote 4) However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. |
| F6 | In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. |
| F7 | Represents shares held directly by Masala. The Trust is a member of Masala. The children of the reporting person are beneficiaries of the Trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. |
| F8 | Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. |