Daniel G. Cohen - Jun 28, 2021 Form 4/A - Amendment Insider Report for FINTECH ACQUISITION CORP VI (FTVI)

Role
Chief Executive Officer
Signature
/s/ Daniel G. Cohen
Stock symbol
FTVI
Transactions as of
Jun 28, 2021
Transactions value $
$0
Form type
4/A - Amendment
Date filed
7/19/2021, 06:00 PM
Date Of Original Report
Jun 30, 2021
Previous filing
Jun 29, 2021
Next filing
Aug 11, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FTVI Class B Common Stock Other +1.51M 1.51M Jun 28, 2021 Class A Common Stock 1.51M By Cohen Sponsor Interests VI, LLC F1, F2, F3, F4
transaction FTVI Class B Common Stock Other +100K 100K Jun 28, 2021 Class A Common Stock 100K By FinTech Masala Advisors VI, LLC F1, F5
transaction FTVI Class B Common Stock Other +1.51M 1.51M Jun 28, 2021 Class A Common Stock 1.51M By DGC Family FinTech Trust F1, F2, F4, F6
transaction FTVI Class B Common Stock Other +100K 100K Jun 28, 2021 Class A Common Stock 100K By FinTech Masala Advisors VI, LLC F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date.
F2 Allocated to Cohen Sponsor Interests VI, LLC as a member of FinTech Investor Holdings VI, LLC and FinTech Masala Advisors VI, LLC.
F3 The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
F4 These shares are held directly by the issuer's sponsors, FinTech Investor Holdings VI, LLC and FinTech Masala Advisors VI, LLC, each of which is managed by Cohen Sponsor Interests VI, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests VI, LLC.
F5 Allocated to the reporting person as a member of FinTech Masala Advisors VI, LLC.
F6 DGC Family FinTech Trust is an indirect owner of Cohen Sponsor Interests VI, LLC. The children of the reporting person are the beneficiaries of DGC Family FinTech Trust.
F7 Allocated to DGC Family FinTech Trust as a member of FinTech Masala Advisors VI, LLC.

Remarks:

Amended to properly reflect the reporting person's proportionate interest in the shares held by Cohen Sponsor Interests VI, LLC.