| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PWP | Class A Common Stock | Disposed to Issuer | -$143K | -12K | -14.61% | $12.00 | 69.9K | Aug 9, 2021 | By FinTech Masala Advisors IV, LLC | F1, F2 |
| transaction | PWP | Class A Common Stock | Disposed to Issuer | -$143K | -12K | -14.61% | $12.00 | 69.9K | Aug 9, 2021 | By FinTech Masala Advisors IV, LLC | F1, F3 |
| transaction | PWP | Class A Common Stock | Disposed to Issuer | -$1.6M | -134K | -14.61% | $12.00 | 781K | Aug 9, 2021 | By FinTech Masala Holdings, LLC | F1, F4 |
| transaction | PWP | Class A Common Stock | Disposed to Issuer | -$1.6M | -134K | -14.61% | $12.00 | 781K | Aug 9, 2021 | By FinTech Masala Holdings, LLC | F1, F5 |
| Id | Content |
|---|---|
| F1 | On August 9, 2021, Perella Weinberg Partners (formerly known as FinTech Acquisition Corp. IV, the "Issuer") repurchased an aggregate of 1,000,000 shares of Class A common stock of the Issuer ("Shares"), including 658,196 Shares from FinTech Masala Advisors IV, LLC ("Masala") and 341,804 Shares from FinTech Investor Holdings IV, LLC ("Holdings") pursuant to Section 1.3(a) of that certain Sponsor Share Surrender and Share Restriction Agreement (the "Sponsor Share Surrender Agreement"), dated as of December 29, 2020 and amended as of May 4, 2021, by and among PWP Holdings LP, a Delaware limited partnership ("PWP"), the Issuer, Masala, Holdings and the other parties thereto. |
| F2 | Represents shares held directly by Masala. The reporting person is a member of Masala. The amount reported consists of the reporting person's pecuniary interest therein. The reporting person disclaims beneficial ownership of any other securities held directly by Masala, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. |
| F3 | Represents shares held directly by Masala. DGC Family FinTech Trust (the "Trust") is a member of Masala. The children of the reporting person are beneficiaries of the Trust. The amount reported consists of the Trust's pecuniary interest therein. Each of the reporting person and the Trust disclaims beneficial ownership of any other securities held directly by Masala, except to the extent of his or its respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person or the Trust is the beneficial owner of such securities for any other purpose. |
| F4 | Represents shares held directly by Holdings and Masala, each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"), which, in turn, is indirectly owned by FinTech Masala Holdings, LLC ("Manager HoldCo"). The reporting person owns one-third of Manager HoldCo. The amount reported consists of the reporting person's pecuniary interest therein. The reporting person disclaims beneficial ownership of any other securities held directly by Holdings and Masala, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. |
| F5 | Represents shares held directly by Holdings and Masala, each of which is managed by Manager, which, in turn, is indirectly owned by Manager HoldCo. The Trust owns one-third of Manager HoldCo. The amount reported consists of the Trust's pecuniary interest therein. Each of the reporting person and the Trust disclaims beneficial ownership of any other securities held directly by Holdings and Masala, except to the extent of his or its respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person or the Trust is the beneficial owner of such securities for any other purpose. |