Ana G. Pinczuk - Jun 10, 2022 Form 4 Insider Report for Anaplan, Inc. (PLAN)

Role
Chief Development Officer
Signature
/s/ Gary Spiegel, Attorney-in-Fact
Stock symbol
PLAN
Transactions as of
Jun 10, 2022
Transactions value $
-$1,555,504
Form type
4
Date filed
6/14/2022, 08:29 PM
Previous filing
May 20, 2022
Next filing
Jun 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLAN Common Stock Options Exercise +15.2K +27.41% 70.6K Jun 10, 2022 Direct F1, F2
transaction PLAN Common Stock Options Exercise +29.3K +41.51% 99.9K Jun 10, 2022 Direct F1
transaction PLAN Common Stock Options Exercise +2.86K +2.86% 103K Jun 10, 2022 Direct F1
transaction PLAN Common Stock Options Exercise +2.19K +2.13% 105K Jun 10, 2022 Direct F1
transaction PLAN Common Stock Sale -$477K -7.59K -7.23% $62.83 97.4K Jun 13, 2022 Direct F3, F4
transaction PLAN Common Stock Sale -$920K -14.6K -15.04% $62.83 82.7K Jun 13, 2022 Direct F3, F4
transaction PLAN Common Stock Sale -$89.8K -1.43K -1.73% $62.83 81.3K Jun 13, 2022 Direct F3, F4
transaction PLAN Common Stock Sale -$68.7K -1.09K -1.34% $62.83 80.2K Jun 13, 2022 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PLAN Restricted Stock Units Options Exercise $0 -15.2K -25% $0.00 45.6K Jun 10, 2022 Common Stock 15.2K Direct F5
transaction PLAN Restricted Stock Units Options Exercise $0 -29.3K -100% $0.00* 0 Jun 10, 2022 Common Stock 29.3K Direct F6
transaction PLAN Restricted Stock Units Options Exercise $0 -2.86K -12.5% $0.00 20K Jun 10, 2022 Common Stock 2.86K Direct F7
transaction PLAN Restricted Stock Units Options Exercise $0 -2.19K -8.34% $0.00 24.1K Jun 10, 2022 Common Stock 2.19K Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.
F2 Includes 549 shares acquired by the Reporting Person pursuant to the Issuer's 2018 Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c).
F3 The sales reported represent shares of Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $62.83 to $63.154, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F5 The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on March 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F6 The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. 50% of the RSUs vested on June 10, 2021, and additional 50% of the RSUs will vest on June 10, 2022, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F7 The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date, shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F8 The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date, shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.