Philip Andrew Smith - May 18, 2021 Form 4 Insider Report for StoneX Group Inc. (SNEX)

Role
CEO - subsidiary entity
Signature
Philip Andrew Smith
Stock symbol
SNEX
Transactions as of
May 18, 2021
Transactions value $
-$709,425
Form type
4
Date filed
5/20/2021, 05:32 PM
Next filing
May 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNEX Common Options Exercise $406K +15.7K +11.92% $25.91 147K May 18, 2021 Direct F1
transaction SNEX Common Sale -$1.1M -15.7K -10.65% $70.26 131K May 18, 2021 Direct F1, F2
transaction SNEX Common Options Exercise $8.42K +325 +0.25% $25.91 132K May 19, 2021 Direct F1
transaction SNEX Common Sale -$22.8K -325 -0.25% $70.25 131K May 19, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNEX Stock Options Options Exercise $0 -15.7K -9.8% $0.00 144K May 18, 2021 Common Stock 15.7K $25.91 Direct F1
transaction SNEX Stock Options Options Exercise $0 -325 -0.23% $0.00 144K May 19, 2021 Common Stock 325 $25.91 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.
F2 The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.