Philip Andrew Smith - May 20, 2021 Form 4 Insider Report for StoneX Group Inc. (SNEX)

Role
CEO - subsidiary entity
Signature
Philip Andrew Smith
Stock symbol
SNEX
Transactions as of
May 20, 2021
Transactions value $
-$177,493
Form type
4
Date filed
5/24/2021, 05:18 PM
Previous filing
May 20, 2021
Next filing
Jul 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNEX Common Options Exercise $39.8K +1.54K +1.17% $25.91 133K May 20, 2021 Direct F1
transaction SNEX Common Sale -$108K -1.54K -1.16% $70.25 131K May 20, 2021 Direct F1
transaction SNEX Common Options Exercise $63.9K +2.47K +1.87% $25.91 134K May 21, 2021 Direct F1
transaction SNEX Common Sale -$173K -2.47K -1.84% $70.25 131K May 21, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNEX Stock Options Options Exercise $0 -1.54K -1.07% $0.00 142K May 20, 2021 Common Stock 1.54K $25.91 Direct F1
transaction SNEX Stock Options Options Exercise $0 -2.47K -1.73% $0.00 140K May 21, 2021 Common Stock 2.47K $25.91 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.