| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PX | Class A Common Stock | Options Exercise | +6.93K | +2.08% | 341K | Jun 14, 2024 | Direct | F1, F2, F3, F4 | ||
| transaction | PX | Class A Common Stock | Tax liability | -$16.4K | -2.06K | -0.6% | $8.00 | 339K | Jun 14, 2024 | Direct | F1, F2, F4 |
| holding | PX | Class A Common Stock | 334K | Jun 14, 2024 | Direct | F1, F2, F5 | |||||
| holding | PX | Class A Common Stock | 3.5M | Jun 14, 2024 | See Footnote | F1, F2, F6 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PX | Restricted Stock Units | Options Exercise | $0 | -6.93K | -100% | $0.00* | 0 | Jun 14, 2024 | Class A Common Stock | 6.93K | Direct | F1, F2, F3, F7 |
| Id | Content |
|---|---|
| F1 | This Form 4 is being filed by: (i) 210 Capital, LLC ("210 Capital"), in its capacity as the sole member of 210/P10 Acquisition Partners, LLC, the direct holder of shares of Class B Common Stock ("210/P10"); (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital; (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital; (iv) Mr. Webb, individually and in his capacity as sole member of CCW Holdings, and in his capacity as Executive Vice Chairman and a director on the Board of Directors of the Issuer; (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners; and (vi) Mr. Alpert, individually and in his capacity as President and sole shareholder of RHA Investments, and in his capacity as a director on the Board of Directors of the Issuer (collectively, the "Reporting Persons"). |
| F2 | (Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein. |
| F3 | Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting. |
| F4 | These securities are owned directly by Mr. Alpert. |
| F5 | These securities are owned directly by Mr. Webb. |
| F6 | These securities are owned directly by 210/P10. By virtue of their relationship with 210/P10 described in Footnote 1, each Reporting Person may be deemed to beneficially own the securities of the Issuer owned directly by 210/P10. |
| F7 | Represents the early vesting of 6,934 RSUs, previously granted to Mr. Alpert on October 23, 2023, in connection with the termination of the Executive Transition Agreement, dated as of October 20, 2023, by and between P10 Intermediate Holdings, LLC and Mr. Alpert. |
The Reporting Persons may be deemed to be members of group under Section 13 that collectively beneficially owns more than 10% of the Issuer's Common Stock. In addition, Mr. Webb serves as Executive Vice Chairman and Mr. Alpert and Mr. Webb each serve as a director on the Board of Directors of the Issuer.