210 Capital, LLC - Jul 1, 2024 Form 4 Insider Report for P10, Inc. (PX)

Role
Officer, Director, 10%+ Owner
Signature
/s/Amanda Coussens, as Attorney-in-Fact for the Reporting Persons
Stock symbol
PX
Transactions as of
Jul 1, 2024
Transactions value $
$0
Form type
4
Date filed
7/12/2024, 07:09 PM
Previous filing
Jun 20, 2024
Next filing
Sep 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PX Class A Common Stock 339K Jul 1, 2024 Direct F1, F2, F3
holding PX Class A Common Stock 334K Jul 1, 2024 Direct F1, F2, F4
holding PX Class A Common Stock 3.5M Jul 1, 2024 See Footnote F1, F2, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PX Restricted Stock Units Award $0 +118K $0.00 118K Jul 1, 2024 Class A Common Stock 118K Direct F1, F2, F4, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed by: (i) 210 Capital, LLC ("210 Capital"), in its capacity as the sole member of 210/P10 Acquisition Partners, LLC, the direct holder of shares of Class B Common Stock ("210/P10"); (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital; (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital; (iv) Mr. Webb, individually and in his capacity as sole member of CCW Holdings, and in his capacity as Executive Vice Chairman and a director on the Board of Directors of the Issuer; (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners; and (vi) Mr. Alpert, individually and in his capacity as President and sole shareholder of RHA Investments, and in his capacity as a director on the Board of Directors of the Issuer (collectively, the "Reporting Persons").
F2 (Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein.
F3 These securities are owned directly by Mr. Alpert.
F4 These securities are owned directly by Mr. Webb.
F5 These securities are owned directly by 210/P10. By virtue of their relationship with 210/P10 described in Footnote 1, each Reporting Person may be deemed to beneficially own the securities of the Issuer owned directly by 210/P10.
F6 Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.
F7 Effective July 1, 2024, Mr. Webb was granted a total 117,924 RSUs, all of which will vest on the first anniversary of the grant date.

Remarks:

The Reporting Persons may be deemed to be members of group under Section 13 that collectively beneficially owns more than 10% of the Issuer's Common Stock. In addition, Mr. Webb serves as Executive Vice Chairman and Mr. Alpert and Mr. Webb each serve as a director on the Board of Directors of the Issuer.