Alan E. Smith - May 29, 2022 Form 4 Insider Report for GRAHAM CORP (GHM)

Role
VP & General Manager - Batavia
Signature
/s/ Jennifer R. Condame, Attorney-in-Fact for Alan E. Smith
Stock symbol
GHM
Transactions as of
May 29, 2022
Transactions value $
-$16,034
Form type
4
Date filed
6/10/2022, 04:32 PM
Previous filing
May 24, 2022
Next filing
Feb 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHM Common Stock Tax liability -$3.85K -526 -0.94% $7.32 55.5K May 29, 2022 Direct F1
transaction GHM Common Stock Tax liability -$5.33K -722 -1.3% $7.38 54.8K Jun 1, 2022 Direct F1
transaction GHM Common Stock Tax liability -$6.86K -760 -1.39% $9.02 54K Jun 9, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GHM Restricted Stock Units 9.16K May 29, 2022 Common Stock 9.16K $0.00 Direct F2
holding GHM Restricted Stock Units 18.3K May 29, 2022 Common Stock 18.3K $0.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.
F2 These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the date of grant, except as otherwise provided in the award notice.
F3 These restricted stock units, which convert into common stock on a one-for-one basis, vest on the third anniversary of the date of grant, except as otherwise provided in the award notice.