Alan E. Smith - Feb 21, 2023 Form 4 Insider Report for GRAHAM CORP (GHM)

Role
VP & General Manager - Batavia
Signature
/s/ Christina McLeod, Attorney-in-Fact for Alan E. Smith
Stock symbol
GHM
Transactions as of
Feb 21, 2023
Transactions value $
$54,120
Form type
4
Date filed
2/21/2023, 03:47 PM
Previous filing
Jun 10, 2022
Next filing
May 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHM Common Stock Purchase $54.1K +4K +7.41% $13.53 58K Feb 21, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GHM Restricted Stock Units 9.16K Feb 21, 2023 Common Stock 9.16K $0.00 Direct F1
holding GHM Restricted Stock Units 18.3K Feb 21, 2023 Common Stock 18.3K $0.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of 5/23/2023, 5/23/2024 and 5/23/2025, except as otherwise provided in the award notice.
F2 These restricted stock units, which convert into common stock on a one-for-one basis, vest on 5/23/2025, the third anniversary of the grant date, except as otherwise provided in the award notice.