John F. Schultz - Jun 21, 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP, COLO
Signature: Derek Windham as Attorney-in-Fact for John F. Schultz
Stock symbol: HPE
Transactions as of: Jun 21, 2022
Transactions value $: $0
Form type: 4
Date filed: 6/23/2022, 04:57 PM
Previous filing: Apr 5, 2022
Next filing: Dec 12, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	HPE	Common Stock						240K	Jun 21, 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Award		+263	+0.68%		38.7K	Apr 8, 2022	Common Stock	263		Direct	F2, F3
transaction	HPE	Restricted Stock Units	Award		+851	+0.72%		120K	Apr 8, 2022	Common Stock	851		Direct	F2, F4
transaction	HPE	Restricted Stock Units	Award		+1.21K	+0.74%		165K	Apr 8, 2022	Common Stock	1.21K		Direct	F2, F5
transaction	HPE	Restricted Stock Units	Award		+32.5K			32.5K	Jun 21, 2022	Common Stock	32.5K		Direct	F2, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The total beneficial ownership includes 546.4495 shares at $14.64 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/30/22 with respect to shares held under the ESPP. The total beneficial ownership also includes the acquisition of 4.7190 shares at $16.0544 per share received on 04/12/22 through dividends paid in shares.
F2	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3	As previously reported, on 12/10/19 the reporting person was granted 110,480 Restricted Stock Units ("RSUs"), 36,826 of which vested on 12/10/20, and 36,827 of which vested on 12/10/21 and 35,270 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 262.8820 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.
F4	As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 850.8969 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.
F5	As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which will vest on each of 12/09/22, 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,211.5453 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.
F6	On 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which will vest on 12/09/22, and 10,837 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.