John F. Schultz - Dec 8, 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP, COLO
Signature: Ki Hoon Kim as Attorney-in-Fact for John F. Schultz
Stock symbol: HPE
Transactions as of: Dec 8, 2022
Transactions value $: $0
Form type: 4
Date filed: 12/12/2022, 05:04 PM
Previous filing: Jun 23, 2022
Next filing: Dec 13, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	HPE	Common Stock						240K	Dec 8, 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Award		+661	+1.71%		39.3K	Jul 8, 2022	Common Stock	661		Direct	F2, F3
transaction	HPE	Restricted Stock Units	Award		+2.14K	+1.78%		122K	Jul 8, 2022	Common Stock	2.14K		Direct	F2, F4
transaction	HPE	Restricted Stock Units	Award		+3.04K	+1.85%		168K	Jul 8, 2022	Common Stock	3.04K		Direct	F2, F5
transaction	HPE	Restricted Stock Units	Award		+609	+1.87%		33.1K	Jul 8, 2022	Common Stock	609		Direct	F2, F6
transaction	HPE	Restricted Stock Units	Award		+200K			200K	Dec 8, 2022	Common Stock	200K		Direct	F2, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The total beneficial ownership includes 590.1040 shares at $14.27 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 10/31/22 with respect to shares held under the ESPP. The total beneficial ownership also includes the acquisition of 5.7360 shares at $13.3076 per share received on 07/08/22 through dividends paid in shares, and 6.1320 shares at $12.5591 per share received on 10/07/22 through dividends paid in shares.
F2	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3	As previously reported, on 12/10/19 the reporting person was granted 110,480 restricted stock units ("RSUs"), 36,826 of which vested on 12/10/20, 36,827 of which vested on 12/10/21, and 35,270 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 320.8795 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 339.6790 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F4	As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,038.6232 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 1,099.4735 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F5	As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which will vest on each of 12/09/22, 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,478.8385 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 1,565.4799 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F6	As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which will vest on 12/09/22, and 10,837 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 295.7695 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 313.0979 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F7	On 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which will vest on each of 12/08/23, 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.