Samir Deshpande - Nov 3, 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Information Officer
Signature
Samir M. Deshpande
Stock symbol
HUM
Transactions as of
Nov 3, 2022
Transactions value $
-$2,169,103
Form type
4
Date filed
11/7/2022, 11:44 AM
Previous filing
May 4, 2022
Next filing
Dec 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $300K +1.12K +20.18% $268.47 6.65K Nov 3, 2022 Direct
transaction HUM Humana Common Tax liability -$300K -535 -8.05% $560.14 6.11K Nov 3, 2022 Direct F10
transaction HUM Humana Common Options Exercise $99.8K +324 +5.3% $307.97 6.43K Nov 3, 2022 Direct
transaction HUM Humana Common Tax liability -$100K -179 -2.78% $560.14 6.26K Nov 3, 2022 Direct F10
transaction HUM Humana Common Options Exercise $778K +2.9K +46.33% $268.47 9.15K Nov 3, 2022 Direct
transaction HUM Humana Common Options Exercise $1.56M +5.06K +55.33% $307.97 14.2K Nov 3, 2022 Direct
transaction HUM Humana Common Sale -$4.51M -7.96K -56% $565.95 6.26K Nov 3, 2022 Direct F11

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Options Options Exercise $0 -4.01K -100% $0.00* 0 Nov 3, 2022 Humana Common 4.01K $268.47 Direct F1
transaction HUM Options Options Exercise $0 -5.39K -100% $0.00* 0 Nov 3, 2022 Humana Common 5.39K $307.97 Direct F2
holding HUM Options 5.73K Nov 3, 2022 Humana Common 5.73K $350.79 Direct F3
holding HUM Options 4.33K Nov 3, 2022 Humana Common 4.33K $376.61 Direct F4
holding HUM Options 3.84K Nov 3, 2022 Humana Common 3.84K $425.06 Direct F5
holding HUM Restricted Stock Units 380 Nov 3, 2022 Humana Common 380 Direct F6, F7
holding HUM Restricted Stock Units 701 Nov 3, 2022 Humana Common 701 Direct F6, F8
holding HUM Restricted Stock Units 1.06K Nov 3, 2022 Humana Common 1.06K Direct F6, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three increments from 2/19/19 to 2/19/21.
F2 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F5 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F6 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F7 Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F8 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F9 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F10 Shares reported were swapped for the purchase price of options exercised, using FMV on 11/2/2022. Shares were not sold or disposed of for value in return.
F11 Price reported is weighted average sales price.