Samir Deshpande - Dec 15, 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Information Officer
Signature
Samir M. Deshpande
Stock symbol
HUM
Transactions as of
Dec 15, 2022
Transactions value $
-$249,910
Form type
4
Date filed
12/19/2022, 10:58 AM
Previous filing
Nov 7, 2022
Next filing
Feb 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +380 +6.08% $0.00 6.64K Dec 15, 2022 Direct
transaction HUM Humana Common Tax liability -$87.7K -172 -2.59% $510.02 6.46K Dec 15, 2022 Direct F8
transaction HUM Humana Common Options Exercise $0 +350 +5.42% $0.00 6.81K Dec 15, 2022 Direct
transaction HUM Humana Common Tax liability -$80.6K -158 -2.32% $510.02 6.66K Dec 15, 2022 Direct F8
transaction HUM Humana Common Options Exercise $0 +353 +5.3% $0.00 7.01K Dec 15, 2022 Direct
transaction HUM Humana Common Tax liability -$81.6K -160 -2.28% $510.02 6.85K Dec 15, 2022 Direct F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -380 -100% $0.00* 0 Dec 15, 2022 Humana Common 380 Direct F4, F5
transaction HUM Restricted Stock Units Options Exercise $0 -350 -49.93% $0.00 351 Dec 15, 2022 Humana Common 350 Direct F4, F6
transaction HUM Restricted Stock Units Options Exercise $0 -353 -33.33% $0.00 706 Dec 15, 2022 Humana Common 353 Direct F4, F7
holding HUM Options 5.73K Dec 15, 2022 Humana Common 5.73K $350.79 Direct F1
holding HUM Options 4.33K Dec 15, 2022 Humana Common 4.33K $376.61 Direct F2
holding HUM Options 3.84K Dec 15, 2022 Humana Common 3.84K $425.06 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F4 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F5 Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F6 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F7 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F8 Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/22.