Anthony J. Wood - Sep 8, 2023 Form 4 Insider Report for ROKU, INC (ROKU)

Role
CEO and Chairman BOD, Director, 10%+ Owner
Signature
/s/ Renee Strandness, attorney-in-fact
Stock symbol
ROKU
Transactions as of
Sep 8, 2023
Transactions value $
$15,282,103
Form type
4
Date filed
9/12/2023, 07:44 PM
Previous filing
Sep 6, 2023
Next filing
Sep 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $7.64M +136K $56.07 136K Sep 8, 2023 Direct
transaction ROKU Class A Common Stock Gift $0 -45.3K -45.3% $0.00 54.7K Sep 8, 2023 The Anthony J. Wood 2022 Annuity Trust V-B
transaction ROKU Class A Common Stock Gift $0 +45.3K $0.00 45.3K Sep 8, 2023 Wood Revocable Trust
transaction ROKU Class A Common Stock Gift $0 -45.3K -100% $0.00* 0 Sep 11, 2023 Wood Revocable Trust
transaction ROKU Class A Common Stock Gift $0 +45.3K $0.00 45.3K Sep 11, 2023 The Anthony J. Wood 2023 Annuity Trust V-B
holding ROKU Class A Common Stock 42.5K Sep 8, 2023 Wood 2020 Irrevocable Trust
holding ROKU Class A Common Stock 6.85K Sep 8, 2023 The Anthony J. Wood 2022 Annuity Trust V
holding ROKU Class A Common Stock 41.9K Sep 8, 2023 The Anthony J. Wood 2023 Annuity Trust V

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Employee Stock Option (right to buy) Options Exercise $7.64M +136K $56.07 136K Sep 8, 2023 Class A Common Stock 136K $56.07 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This stock option is fully vested.