Anthony J. Wood - Sep 15, 2023 Form 4 Insider Report for ROKU, INC (ROKU)

Role
CEO and Chairman BOD, Director, 10%+ Owner
Signature
/s/ Renee Strandness, attorney-in-fact
Stock symbol
ROKU
Transactions as of
Sep 15, 2023
Transactions value $
$0
Form type
4
Date filed
9/19/2023, 07:35 PM
Previous filing
Sep 12, 2023
Next filing
Oct 4, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Employee Stock Option (right to buy) Award $0 +179K $0.00 179K Sep 15, 2023 Class A Common Stock 179K $76.26 Direct F1
transaction ROKU Restricted Stock Unit Award $0 +99.3K $0.00 99.3K Sep 15, 2023 Class A Common Stock 99.3K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This stock option vests in 36 substantially equal monthly installments beginning on the vesting commencement date of 10/1/2023.
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3 This RSU vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 11/15/2023.