Christine Hurtsellers - Feb 28, 2023 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
CEO, Investment Management
Signature
/s/ My Chi To, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Feb 28, 2023
Transactions value $
$0
Form type
4
Date filed
3/1/2023, 03:13 PM
Previous filing
Feb 23, 2023
Next filing
Jul 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Disposed to Issuer $0 -7.1K -19.32% $0.00 29.6K Feb 28, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VOYA Performance Stock Unit 81.1K Feb 28, 2023 Common Stock 81.1K Direct F2
holding VOYA Restricted Stock Units 37.5K Feb 28, 2023 Common Stock 37.5K Direct F3
holding VOYA Performance-Based Stock Options 111K Feb 28, 2023 Common Stock 111K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was a charitable gift.
F2 The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F3 The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.
F4 The options vest based on the conditions set forth in their respective agreements.

Remarks:

CEO, Investment Management